Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
of the 2 nd quarterly financial statement or the audited annual financial statement for the 6 months could be chosen to submit. In case of choosing to submit the audited annual financial statement