supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
complaint would allow the intermediary to rectify or take necessary action before further necessary action can be taken; SEC treats all complaints equally, whether they are submitted by individuals or a
Office of Kunming Municipal People's Government (FAKM) China 8 April 2013 9. Financial Supervisory Commission (FSC) Chinese Taipei 18 June 1996 10. Securities and Futures Commission (SFC) Hong Kong 12
Regulatory Commission (CSRC) China 11 เมษายน 2550 8. Financial Affairs Office of Kunming Municipal People's Government (FAKM) China 8 เมษายน 2556 9. Financial Supervisory Commission (FSC) Chinese Taipei 18