principles were developed cov- ering implementation and enforcement, and mechanisms that should be established for parties to pro- tect their rights. However, the Principles seek to minimise the risk of over
Derivatives Business Operator Instruction 1. An applicant for registration to be a general derivatives business operator shall specify the detail only in Part I and Part III. 2. A juristic person established
) Being able to show that it has established effective policy and measures for prevention of conflicts of interest, improper access to inside information among work units and personnel (Chinese Wall
(Chinese Wall), internal control and risk management in undertaking gold derivatives brokerage business, including the measures to control and monitor compliance with the established policy and measures; (8
stewardship code is also a good practice. It was established recently in Japan and Malaysia and is in the progress of development in Hong Kong (China), Singapore and Chinese Taipei. Panellists provided their
under the law on interests of loans of financial institution; “foreign financial institution” means any juristic person established under foreign law licensed to provide derivatives services under the law
institution” means any financial institution under the law on interests of loans of financial institution; “foreign financial institution” means any juristic person established under foreign law licensed to
and paid-up capital is Baht 259,850,000, divided into 25,985,000 ordinary shares, having a par value of Baht 10 per share; and 2) KPN Chinese Academy Company Limited (“KPN Chinese”) operating Chinese
credit for securities business under the law on Securities and Exchange; (4)1 a juristic person established under foreign law, which is a derivatives business operator in the category of derivatives dealer
January 2012, a Chinese New Year, an additional public holiday in 4 Southern provinces comprising Pattani, Yala, Narathiwat and Satun provinces as proposed by The Southern Border Provinces Administrative