> Business Operators > Related Forms Regulations SHARE : Detail Content Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by
(ETFs) An ETF shall comply with the following rules: Being an open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net
(ETFs) An ETF shall comply with the following rules: Being an open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net
management company shall pay for the redemption of the investment units in the form of securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the
management company shall pay for the redemption of the investment units in the form of securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the
their needs for advisory services of financial planning to attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors
their needs for advisory services of financial planning to attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
Special Administrative Region of the People's Republic of China and Thailand Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 31/2564 Re: Additional Rules on Cross-Border