the SEC is entrusted to carry out the duties in line with the policy given by the SEC under the leadership of the Secretary-General as the Chief Executive Officer. “Develop and Supervise the Thai
, dealer, advisor, and fund manager. Those wishing to do derivatives businesses only in the OTC market can apply or register with the SEC as specified in the Derivatives Act. Approval will be made on the
independent government agency responsible for carrying out the tasks under the direction and guidance of the Board under the leadership of the Secretary-General as the Chief Executive Officer (CEO). Day-to-day
Today daily newspaper every other Tuesday) "Think Out Loud with the SEC" (published in Manager daily newspaper on Mondays) "Regulator Hours" (published in Siam Rath daily newspaper on Mondays) "SEC
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
Annual Report 2006 Khon... the classical masked drama since the Ayudhya period (A.D. 1350-1767). It is performed to the epic of Ramayana, which portrays the war between Rama (the Righteous King) and Totsakan (the Demon King), the Conquer of Good over Evil. Khon masks... headdresses worn by Khon performers, the single most important character-identifying piece of Khon costume. The masks, now an invaluable export item, epitomize the exquisite beauty and unique elegance of Thai fine arts. In Suppor...
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
issue of political independence of the securities supervisor through the creation of a formal governing body (a board, council, or commission) whose members are given fixed terms of appointment. If the