Qualification of CFO and Chief Accountant The person assigned to the highest responsibility in Accounting and Finance (“CFO") and the person assigned to the direct responsibility of supervising
market and a lead appraiser obtaining an approval from the SEC. The Institute of Appraisal Profession under the first paragraph shall be recognized by the SEC as an appropriate organization for supervising
Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
. The criteria for allocation must not induce or lead to corruption or wrongful benefits to the company. CEO or MD makes a list of sponsors T he Chief Executive Officer or the Managing Director (CEO or MD
prohibited characteristics or prohibited behaviors as prescribed by the SEC. Audit Firm Qualifications having audit quality control system which is sufficient and reliable for supervising its
characteristics or prohibited behaviors as prescribed by the SEC. Audit Firm Qualifications having audit quality control system which is sufficient and reliable for supervising its auditor's work in compliance
size. Evaluate the sufficiency of the internal control system at least once a year. Qualifications of the Chief Financial Officer (CFO) and accountants Public Offering (PO) Secondary Public