. 2 When the relevant quality risk items are identified, how does the audit firm develop any procedures or processes to assess the level of quality risks? Please provide the details of followings

evaluate clients risk? 5 Regarding integrity checks, does the firm conduct, for example: • communications with existing or previous professional accountants; • inquiry of personnel/third parties such as

relation to threats to independence and objectivity of EQR; (d) complying with provisions of law and regulation (if applicable); If yes, please respond to following questions. - How does the firm assess an

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

to threats and report them promptly; ·    require the Ethics Partner to assess the implications and determine whether any safeguards or whether there is a need to resign; ·    require the documentation

to be at risk from one or more of the physical climate risks listed in table 18, a climate risk and vulnerability assessment to assess the materiality of the physical climate risks on the economic

ดูแลให้มีการใช้ IT ให้สอดรับกับกลยุทธ์ในการดำเนินธุรกิจ และบริหารจัดการ IT Risk ได้อย่างมีประสิทธิภาพ N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D1 #10 x 2.1 3 2.1 #3 จัดให้มีผู้บริหารระดับสูง (chief

ที่เกี่ยวข้องด้าน IT N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D1 #10 x 2.1 3 2.1 #3 จัดให้มีผู้บริหารระดับสูง (chief information security officer : CISO) หรือผู้บริหารที่รับผิดชอบในการบริหารจัดการ