independent government agency responsible for carrying out the tasks under the direction and guidance of the Board under the leadership of the Secretary-General as the Chief Executive Officer (CEO). Day-to-day
the SEC is entrusted to carry out the duties in line with the policy given by the SEC under the leadership of the Secretary-General as the Chief Executive Officer. “Develop and Supervise the Thai
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
changes in the company. ACROnymS ASeAn: Association of southeast Asian nations BoT: Bank of thailand CeO: chief executive officer. this is used as a synonym for managing director. CG: corporate governance
system through administrative measures such as limiting credit lines of clients in trading speculative stocks. 1.2 Review the SETûs operation on an ongoing basis as the SET is the front-line regulator
OF CORPORATE GOVERNANCE © OECD 2015 17 interest and their decisions should be subject to judicial or administrative review. When the number of corporate events and the volume of disclosures increase
ex-officio Chairman, not to attend the Board meetings to ensure SEC independence. ** By virtue of Section 21 and Section 38(5) of the Act on the Administrative Organization of the State Affairs, B.E
a follow-up plan every six months. (2) Operation ë Reviewed the Internal Audit Department's 2006 report, focusing on key activities and major risk issues, including administrative proceedings
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
the SEC website. The SEC has the power to pursue two types of legal action, as the case may be, as follows: · Administrative sanctions : If a party involved in malpractice fails to perform