of Securities Companies Having no responsibilities in management of day-to-day operations A minimum number of two members Report Forms Outsourcing Activities Note
interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office
(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7
29th June B.E. 2539 Bodi Chunnananda Finance Minister ---------------------------------------------------------------- Note : Clause 2 of the Ministerial Regulation No.20 (B.E. 2545) promulgated
---------------------------------------------------------------- Note : Clause 2 of the Ministerial Regulation No.20 (B.E. 2545) promulgated under the Securities and Exchange Act B.E. 2535 provides that "The licensee in the category of securities financing which has
supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any responsibility for
be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the
for or supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office, accordingly, cannot undertake any
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1