(for public offerings) A Qualifying CIS Operator must submit a completed Form 35 - retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail
- retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail ASEAN CIS to the SEC Thailand for the ASEAN CIS application to be approved for public
infrastructure activities using a trust as a vehicle. An Infra Trust serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the
invest. 3. In case of a mutual fund for accredited investors, the mutual fund management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4
invest. 3. In case of a mutual fund for accredited investors, the mutual fund management company shall specify the statement “not for retail fund " at the end of the name of the mutual fund. (4
serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors. The following diagram summarizes discrepancies and similarities
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established
Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the Category of Mutual Fund Management and Period for Filing Application By