with other criteria pursuant to Section 56 of the Securities and Exchange Act (including the case where a company limited is transformed into a public company limited). Audit reports do not have the
(for public offerings) A Qualifying CIS Operator must submit a completed Form 35 - retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail
infrastructure activities using a trust as a vehicle. An Infra Trust serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors
- retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail ASEAN CIS to the SEC Thailand for the ASEAN CIS application to be approved for public
serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors. The following diagram summarizes discrepancies and similarities
must also take into account the protection of investors. Regulatory Suumary The criteria for approving ESOP apply to the following business and securities: Business: Public company limited incorporated
supervisor, who was approved by the SEC, co-sign to certify completeness of information provided in the applications, filings, reports and all document submitted to the SEC. Scope of works 1. Issuance and
supervisor, who was approved by the SEC, co-sign to certify completeness of information provided in the applications, filings, reports and all document submitted to the SEC. Scope of works 1. Issuance and
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required