The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
Bangkok, 31 August 2017 ? The SEC is seeking public comments on the draft rules concerning determination of paid-up registered capital of securities and derivatives intermediaries to better suit
subsidiary, Thailand Securities Depository Co., Ltd. (TSD), in its development of a centralised administration system, adoption of standard SBL agreements and education of all market participants in order to
International Consulting Co., Ltd. as well as Director and Chairman of the Audit Committee of the Bank of Thailand. Mr. Kittiratt Na-Ranong A financial expert member of the Board, he graduated with a B.Sc. in
to Seek Compensation ■ Amendment to the Regulations Relating to Rights of Shareholders in Public Offering of Securities G OA L 3 Promote Integrity of the Market, Intermediaries, and All Other Related
Accounting (Honorary) from Thammasat University, Thailand. He is Chairman of AMC International Consulting Co., Ltd. and Director and Chairman of Audit Committee of the Bank of Thailand. Mr. Kittiratt Na-Ranong
Goal 2: Promote and develop mechanism to empower investors Goal 3: Promote integrity of the market, intermediaries and all other related entities in order to ensure confidence of the investing public
owner is given. All requests for public or commercial use and translation rights should be submitted to rights@oecd.org. Requests for permission to photocopy portions of this material for public or
believes that this Statement of Intent will aid the public and all capital market stakeholders to understand the SEC’s role and operations, and promote confident participants of the capital market. 2. Vision