being fund supervisor are unlimited liabilities partners or limited liabilities partners that hold shares in an aggregate of more than ten percent of the total shares of such limited partnership; (3

position; (6) Fees charged on the derivatives transaction. Clause 4. Derivatives broker must show in the evidence of margin call at least the information as set out under Clause 3(1) and (3) as well as the

(cash settlement); 2. Investment in futures has high risk. Futures trading is a high risk investment where investor may face unlimited loss. Hence, before deciding to trade in futures, the investor should

case file and all relevant documents to the Office for filing. Chapter VII Arbitrator’s Fee and Other Expenses ________________________ Clause 32. The arbitrator’s fee shall be charged at a rate of two

charged on the derivatives transaction. Clause 4 A derivatives broker shall at the minimum include the information as set out under Clause 3(1) and (3) as well as the following information on the evidence

product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 In case of providing services to clients who are subject to the

investment decision making; (3) To disclose the fees charged to the clients by the intermediary . Clause 8 3 Repealed. Chapter 2 Specific Provisions related to Providing Services of Inbound Products Which Are

that the maximum loss of a buyer of options is limited to the premium, he/she is to pay the premium but is not required to make margin deposit. On the other hand, the seller’s losses can be unlimited

laws are domestic legislations or foreign legislations, : O Yes (please specify) For example, the date of accusation or prosecution ………………………. Being accused or charged of.………………………...………… Under law

securities company, and the methods of the custody of the client’s assets as well as the fee charged for custody of the client’s assets (if any). If the information under the first paragraph changes