Investors 30,722.08 Individuals 8,519.57 Juristic Persons 30,938.83 2.Foreign Investors Foreign Investors 50.00 Institutions 50.00 High Net Worth Investors 00.00 Individuals 00.00 Juristic Persons 00.00 2

Notes 20,538.01 Foreign Currency Bonds 103,007.18 Basel III Subordinated Debt) 10,000.00 IC Bond 2.Foreign Juristic Persons Foreign Juristic Persons Commercial Papers Long-term Bonds Structured Notes

a change or adjustment of the risk assessment process, including (1) quality objectives (2) quality risks, and (3) responses? How frequent does the firm consider those circumstances? Also, please

64,323.67 2.Long-term Debt Securities Long-term 216,062.43 Public Offerings 89,263.70 Institutions / High Net Worth Investors 117,123.80 Private Placements 9,674.93 2 Foreign Juristic Persons By Foreign

Sector Activity article number Activity Contribution type Description Scope Green Criteria Amber Criteria Red Criteria Other revelant definitions 3510 Energy 4.1.1 Solar energy generation climate change

. Foreign Juristic Person Foreign Juristic Person 2.Non-Listed Companies Non-Listed Companies 1.Non-Listed Companies Non-Listed Companies Non-Listed Companies 2.Overseas Offering Overseas Offering 20,623.02 4

Companies 112,711.91 126 1.Non-Listed Companies Non-Listed Companies 112,711.91 126 Non-Listed Companies 112,711.91 126 2. Foreign Juristic Person Foreign Juristic Person 2.Non-Listed Companies Non-Listed

programs/checklist for monitoring element and does the firm change or update its TSQC monitoring programs/checklists to cover activities mentioned in TSQM? If yes, please provide us with those monitoring

regarding their Listed clients and if so, did this change the nature of services/fees charged? 11 Does the firm document its understanding with the client regarding the services to be performed by obtaining

ให้มีคำขอการเปลี่ยนแปลง (change request) และการอนุมัติการเปลี่ยนแปลง เป็นลายลักษณ์อักษร เพื่อเป็นหลักฐานแสดงให้เห็นว่าการเปลี่ยนแปลงได้ผ่านการพิจารณาจากเจ้าของข้อมูล เจ้าของระบบ หรือผู้มีอำนาจตามสิทธิ