High Net Worth Investor and High Net Worth Investor . Clause 3 A securities business license applicant and licensee shall have paid-up registered capital of no less than the following amounts: (1) one

and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By

Nitisiri) Chairman The Securities and Exchange Commission

force from 16 April 2002. Notified this 28th day of March 2002. - Signature - (Mr. Somkid Jatusripituk) Minister of Finance Chairman of the Securities and Exchange Commission Published in the Government

Notification shall come into force on the following day of its publication in the Government Gazette. Notified this 13rd day of July 1996. Mr. Bodee Junnanon Chairman Securities and Exchange Commission

shall come into force as from 16 October 2004. Notified this 8th day of October 2004. Somkid Jatusripitak (Mr.Somkid Jatusripitak) Minister of finance Chairman of the Securities and Exchange Commission

Supervision Department Tel: 0-2263-6071 Fax: 0-2263-6332 Encl: Guidelines for renewal of approval for investor contacts Cc: Chairman, Association of Securities Companies; Chairman, Association of Investment

shall come into force from 6 January 2004. Notified this 23rd of April 2005. Suchat Jaovisidha (Captain Suchat Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission

from 16 April 2008. Notified this 2nd day of April 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission Remarks: The reason for issuing this Notification

of May 2008. (Mr.Surapong Suebwonglee) Minister of Finance Chairman of the Securities and Exchange Commission