, in case that the buyers/end users of product/services are not the government agencies. This is not applied on activities that indirectly contribute to improvement in the public health and welfare
, in case that the buyers/end users of product/services are not the government agencies. This is not applied on activities that indirectly contribute to improvement in the public health and welfare
independence from the profession in the same way as specified by IOSCO. To support competitiveness of Thai listed companies and improvement of financial statements to conform to the international standards, the
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing and settlement in all trading transactions which have occured. If one of the counterparties does not perform
acts as a Central Centerparty (CCP) for the buyer and the seller, and will guarantee clearing and settlement in all trading transactions which have occured. If one of the counterparties does not perform
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central