RI Client Solutions Book PUBLIC PUBLIC             PUBLIC PUBLIC PUBLIC       PUBLIC   Environment Society Company PUBLIC o o o         PUBLIC o o o o ° PUBLIC o o o

account and customer account, notify the central securities depository or the Bank of Thailand, as the case may be, whether such transfer is made in connection with a loan, a return of the loan, a deposit

of different depositors, or between a depositor’s house account and customer account, notify the central securities depository or the Bank of Thailand, as the case may be, whether such transfer is made

profit in Q2/2017 of Rayong Central Utilities Plant increased by Baht 43 million or 5% compared to Q1/2017. This is due to the main customer resumed its normal operation in this quarter after the scheduled

บริษัท The gross profit in Q4/2017 of Rayong Central Utilities Plant increased by Baht 60 million or 7% compared to Q3/2017. This is due to the main customer resumed its normal operation in Q3/2017 after

shall borrow securities or arrange for the customer to borrow securities only from or through the central securities depository, provided that the reasons of necessity prescribed by a Notification of the

of the Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2

Securities and Exchange Commission No. KorThor. 68/2547 Re: Custody of Customer Assets of Licensed Derivatives Broker _____________ By virtue of Section 9 Section 18 Section 33 and Section 34(2) of the

services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money laundering legislations, or where the know-your-client

legislations, or where the know-your-client / customer due diligence process cannot be materially performed by the securities company. (3) know-your-client/ customer due diligence process (or KYC/CDD) (4