. Securities Trading Center is another type of secondary market. Any company wishing to establish and provide service as a securities trading center must apply for a license from the SEC Board. The application
. Securities Trading Center is another type of secondary market. Any company wishing to establish and provide service as a securities trading center must apply for a license from the SEC Board. The application
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and
retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms
ดูแลการปฏิบัติงาน เป็นต้น ** งาน central utility function ได้แก่ การให้บริการระบบสนับสนุนงานที่เกี่ยวข้องกับการซื้อขายหน่วยลงทุนและจัดการกองทุน (Fund Service Platform) ซึ่งให้บริการโดย บริษัท ดิจิทัล แอค
: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
regulations for private funds All related regulations for provident funds Notification of the Capital Market Supervisory Board No. 88/2558 Re: Establishment of Retail Funds, Accredited Investor Funds and
regulations for private funds All related regulations for provident funds Notification of the Capital Market Supervisory Board No. 88/2558 Re: Establishment of Retail Funds, Accredited Investor Funds and
Units of Retail Fund, Mutual Fund for Accredited Investor and Mutual Fund for Institutional Investor Form 123-1 (Enclosed to the Notification of the Office of Securities and Exchange Commission No. Sor