derivative warrant but did not inform the client of maturity date. In addition, there was no source of trading orders of her clients where {A} described that the clients submitted trading orders via mobile
Ratchadapisek Road, Huaykwang Subdistrict, Huaykwang District, Bangkok 10310 Telephone No. 66 (0) 2165 5555 press 2, then press 4 respectively Information inquiry available daily from 8.00 a.m. – 6.00 p.m. 14
) 1.3 Prescribing the responsible officer and a person having authority to decide and preparing the list of names and telephone numbers of related persons and notifying the responsible person (For example
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