market Moderate to high exposure to the capital market Low to moderate exposure to the capital market Low exposure to the capital market Figure 1: The firm-level inspection results, categorized by risk
securities, issuing company shall distribute a summarized substance of instrument (fact sheet), securities underwriter shall arrange to have the distribution of such document which contain substances similar
case where the requirements specify that in an offer for sale of any types of securities, issuing company shall distribute a summarized substance of instrument (fact sheet), securities underwriter shall
inspection cycle results (2013 – 2015). Figure 2: Percentage of the audit firms, categorized by scores in each element of TSQC 1 in 3 inspection cycle LD ER AC HR EP MO 1.38 1.40 1.60 1.06 2.36 1.41 21% 18% 36
with the subscription forms under the first paragraph. 11 In case of offering for sale of shares, the securities underwriter shall distribute the same substance information of the executive summary as
economic substance and true performance. This is a protective mechanism for investors in the capital market and the reason why over the years the SEC has stressed the importance of continuous improvement of
the fair value measurement of investment in Equity Securities increased by 114.54 million Baht. In Q2, 2019 this was categorized as other long-term investments but in Q2, 2020 this is categorized as
not categorized as the Company’s connected transaction to the Notification of the Capital Market Supervisory Board No. TorChor 21/2551; however, it is considered under the rule and procedure concerning
the KCM business Other conditions : KCM will appoint 1 representatives to be the directors of the subsidiary company This transaction is not categorized as the Company’s connected transaction; however
B.E. 2546 (2003) prescribes that the form and terms of derivatives contracts to be traded on the derivatives exchange shall be approved in material substance by the SEC Office; therefore, by virtue of