institute or training course accepted by the Office no longer than two years on the date of submission of application and submits the application within 1 July 2007 in case of an applicant for approval for
assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and coordination in case of a foreign company Attachment 2: Details of the
, regulations, codes of conduct, and relevant law. In case such investor contact also obtained approval to be derivatives investor contact, the syllabus of the training, activities, or additional courses must
case of a private placement), etc. - Specify other important details of the offer for sale of the securities, for example, the issuer (only in the case of the existing securities holders offering their
Institute of Directors (IOD) training courses. In case of the Company’s secretary, specify the educational degree including relevant diplomas and certificates. In case of equivalent to or higher than a
executive of a derivatives business operator, the Office of the Securities and Exchange Commission hereby issues the following guidelines: (1) in case where the derivatives business operator appoints a new
job title; (5) “Training Institute” means training institutes accepted by the Office; Chapter 1 Scope of the Applicability ____________________ Clause 3 . This Notification shall not apply to the
; “Executive” means director, manager or any person with management power; “Training Institute” means Thailand Securities Institute and other training institutes accepted by the Office; “Office” means the Office
Clause 3(5) at least once every two years unless the first attendance of such training occurs after such approval has been granted, in which case the Office may extend the interval of such training beyond
Office, no later than 31 December 2019. In the case where any personnel in the capital market business under Paragraph 1 fail to attend such training course within the specified period, the intermediary