-immunization, with knowledge and ethics, to create a sustainable market. 4 Statement of Intent (2017) 5.1 Living the values The SEC recognizes that human resources drive the organization’s ability to achieve its
unethical but also subjected to legal actions. The SEC requires all staff to strictly follow the code of ethics. Moreover, they must attend the ethical training course to ensure their clear understanding and
seek to raise awareness and promote the better understanding of investors and listed companies of the importance of good corporate governance. ■ Hold regular seminars to increase basic knowledge of
Money Work Through Mutual Fundsé education program aimed to promote mutual fund understanding through the media and various activities ● Provided and disseminated mutual fund information via SECûs website
of knowledge, to be used as a database of the organizations that express their intention to participate in projects, and for the consideration and selection and contact of applicants for job interviews
for students and personnel from local and foreign institutions since 2000 to promote knowledge and understanding about the Thai capital market. Topics of interest include (1) SEC roles and
, especially on investment policy and types of securities for investment, in an alignment with standards ● Simplified the preparation of prospectus and performance reports for easy understanding in plain
a valuable venue for networking and knowledge-sharing, the Roundtable produces policy reports and guides. The most important document remains the Roundtable‟s White Paper on Corporate Governance in
shall appoint a board of directors comprising the chairman of the board, executive directors, and independent directors, who have knowledge of and experience in the capital market or knowledge and
Principles. The Principles are developed with an understanding that corporate governance policies have an important role to play in achieving broader economic objectives with respect to investor confidence