integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
capital market and the execution of transactions related to the capital market are efficient, transparent and protect investors’ interest, and to accommodate changes in the capital market and the
of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: “SECTION 5. Unless otherwise specified by the provisions of this Act, the SEC, the Capital Market
, derivatives business, derivatives trading center, derivatives clearing house, derivatives regulatory association or any other companies which are under supervision of the SEC, the Capital Market Supervisory
business, derivatives business, derivatives trading center, derivatives clearing house, derivatives regulatory association or any other companies which are under the supervision of the SEC, the Capital
financial system, the economic of the country or the stability of the trading and settlement system of the derivatives market, the Capital Market Supervisory Board shall have the power to order the
stability of the financial system, the economic of the country or the stability of the trading and settlement system of the derivatives market, the Capital Market Supervisory Board shall have the power to
issuing company; (c) action not agreed upon or decided by oneself but assigned to an approved or registered person under the law on management of capital or investment to make a securities trading decision
. This Act shall come into force after the following date of its publication in the Government Gazette. SECTION 3. The definition “the Capital Market Supervisory Board” shall be inserted between the
BUSINESSES B.E. 2561 (2018) Linklaters (Thailand) Ltd 20th Floor Capital Tower All Seasons Place 87/1 Wireless Road Bangkok 10330 https://www.sec.or.th/EN/Documents/ActandRoyalEnactment/RoyalEnactment