Company to Undertake Securities Finance Business B.E. 2539 (Repealed) 9 Application for License to Undertake Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21) (Repealed) 15
○ Prescription of Venture Capital Management Business as Securities Business (VC) ○ Prescription of Inter - Dealer Brokerage as Securities Business (IDB) ○ Prescription of Securities Borrowing and Lending
Content Intermediaries Rela te d Rules and Regulations The Notification of the Capital Market Supervisory Board No. TorThor. 60/2561 Re: Rules, Conditions, and Procedure for Outsourcing
Commission No. KorNor. 1/2554 Re: Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund The Notification of the Capital Market Supervisory Board No
Commission No. KorNor. 1/2554 Re: Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund The Notification of the Capital Market Supervisory Board No
borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2 Undertaking
for Transactions in Capital Market Act B.E. 2550 2. Securities and Exchange Act. B.E 2535. Acquisitions of real estate as REIT's assets are permissible under the following two cases: purchasing
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relating to asset appraisal regarding capital market transaction is significant and has impact on making investment decision of the public, appraisal requires a knowledgeable, capable and responsible person