PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 desirable to explicitly assess why, and under what circumstances, such delegation is desirable. In addition, the public authority should maintain effective
assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
. MAI’s market cap was 133 billion THB at the end of 2012. Thailand has over 500 listed companies coRPoRAte goveRnAnce Rosc FoR thAIlAnd | 6landscape During the 2008 crises, Thailand’s stock market fell
, PPP) Market Capitalisation (USD millions) Market CAP/GDP (nominal) Number of all Listed Compa- nies Bangladesh* 244.33 46 999 47% 302 China** 10 085.71 4 762 836 81% 2 063 Chinese Taipei** 821.78 818
for capital raising and mobilization, and become an effective catalyst for sustainable progress and prosperity of the Thai capital market in the years to come. Thailand economic direction is driven by a