a change or adjustment of the risk assessment process, including (1) quality objectives (2) quality risks, and (3) responses? How frequent does the firm consider those circumstances? Also, please

CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# B CPALL41C2407B 3 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# C CPALL41C2407C 3 Call Warrants on CPF Issued by

CPALL19P2408A 3 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2408A 3 Put Warrants on CPF Issued by BLS # Put Warrant on CPF Issued by BLS# T CPF01P2408T 3 Put Warrants on

Issued by YUANTA # Call Warrant on CPALL Issued by YUANTA# A CPALL19C2406A 3 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2406A 3 Call Warrants on CPF Issued by KGI

Sector Activity article number Activity Contribution type Description Scope Green Criteria Amber Criteria Red Criteria Other revelant definitions 3510 Energy 4.1.1 Solar energy generation climate change

CPF Issued by KGI # Call Warrant on CPF Issued by KGI# A CPF13C2406A 7 Call Warrants on CPN Issued by JPM # Call Warrant on CPN Issued by JPM# A CPN41C2406A 7 Call Warrants on CRC Issued by YUANTA

# Call Warrant on CPALL Issued by YUANTA# A CPALL19C2312A 6 Call Warrants on CPALL Issued by JPM # Call Warrant on CPALL Issued by JPM# A CPALL41C2312A 6 Call Warrants on CPF Issued by BLS # Call Warrant

CPF Issued by YUANTA # Call Warrant on CPF Issued by YUANTA# A CPF19C2402A 9 Call Warrants on CPN Issued by KGI # Call Warrant on CPN Issued by KGI# A CPN13C2402A 9 Call Warrants on CPN Issued by JPM

JPM # Call Warrant on CPALL Issued by JPM# C CPALL41C2407C 8 Call Warrants on CPF Issued by BLS # Call Warrant on CPF Issued by BLS# A CPF01C2407A 8 Call Warrants on CPN Issued by BLS # Call Warrant on

Warrants on CPF Issued by KGI # Put Warrant on CPF Issued by KGI# A CPF13P2405A 7 Call Warrants on CPN Issued by KS # Call Warrant on CPN Issued by KS# A CPN11C2404A 7 Call Warrants on CRC Issued by KS