to be complied with, the SEC Office may perform the following: (1) establish rules in clear detail to enable derivatives clearing houses to practice in a consistent manner; (2) set out detailed
other companies and business partners to establish and implement anti-fraud and corruption measures. Principle 5.3 The board should ensure that management allocates and manages resources efficiently and
Conduct containing the following measures: 1. QUALITY AND INTEGRITY OF THE CREDIT RATING PROCESS A. Quality of the Credit Rating Process 1.1 A CRA should establish, maintain, document, and enforce a credit
Notification to be complied with, the SEC Office may perform the following: (1) establish rules in clear detail to enable securities clearing houses and central securities depositories to practice in a
Process 1.1 A CRA should establish, maintain, document, and enforce a credit rating methodology for each class of entity or obligation for which the CRA issues credit ratings. Each credit rating methodology
of a joint-stock company The Board of Directors’ Meeting Ref.1/2019 of L.P.N. Development Public Co., Ltd. (“the Company”) held on 14th February 2019 has resolved to establish a joint-stock company
transfer of assets of about 5 million Baht but this year had no such income. The administrative expenses increased approximately 3.35 million Baht from the establish of the subsidiary since March 2016 and
is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy disclosed in the mutual fund schemes and
mai. To promote and create opportunities for SMEs and startups to access new funding sources suitable for their business size, SEC and SET therefore collaborate to establish channels for SMEs and
the purpose to enhance the quality of corporate governance and financial reports. The seminar covered important topics such as: Driving listed companies’ management to establish a tone at the top