Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct
Issuing Companies and Business Takeovers Member of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
Investment Schemes: eligibility, governance, organization and operational conduct, and supervision of investment management business; legal structure; and offering and sales of funds as well as the related
หลักทรัพย์มีกรปฏิบัติงนท่ีรัดกุมและมีประสิทธิภพในระบบ งนกรเสนอขยตรสรหนี้แก่ผู้ลงทุนรวมทั้งเป็นไปตม กฎเกณฑ์ที่เกี่ยวกับกรออกและเสนอขยตรสรหนี้ เช่น กรคัดเลือก (product screening) และกระบวนกรขย (sales