Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct and Provision of Investment Advice Member of the Sub-committee on Consideration of Regulations on Issuance and
Supervision of Business and Market Intermediaries , Sales Conduct and Provision of Investment Advice Experiences Independent Director, Audit Committee Member, and Corporate Governance Committee Member
: https://www.iosco.org/about/?subsection=display_committee&cmtid=12 2. Policy Committee on Retail Investors : This committee has been established in 2013 with mandates to conduct IOSCO’s policy work on
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
supervision of investment management business; legal structure; and offering and sales of funds as well as the related disclosures that are material to the investors' decisions in trading units of funds. o
International Accounting, Auditing, and Disclosure Standards เพิ่มเติมได้ที่ https://www.iosco.org/about/?ubsection=display_committee&cmtid=12 2. Policy Committee on Retail Investors โดยคณะทำงานนี้เป็น
หลักทรัพย์มีกรปฏิบัติงนท่ีรัดกุมและมีประสิทธิภพในระบบ งนกรเสนอขยตรสรหนี้แก่ผู้ลงทุนรวมทั้งเป็นไปตม กฎเกณฑ์ที่เกี่ยวกับกรออกและเสนอขยตรสรหนี้ เช่น กรคัดเลือก (product screening) และกระบวนกรขย (sales