ทะเบียน (Listed Company) การเสนอขายหุ้นราคาต่ำ (PO Placement) การเสนอขายหุ้นของบริษัทต่างประเทศในไทย การเสนอขายหุ้นซื้อคืนกรณีได้รับยกเว้นการยื่นแบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (แบบ filing) การจอง

company in the stock market Offer to sell shares at a discount Private Placement (PP) of shares and warrant – in case of a listed company Subscription, sale and allocation​ ​ ​ Share Public Offering (PO

with other criteria pursuant to Section 56 of the Securities and Exchange Act (including the case where a company limited is transformed into a public company limited). Audit reports do not have the

56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved auditor.         3.1.1 Preparation and submission of financial statements for a public limited company applying

license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the

securities Public company limited Private Placement General approval / no duty to disclose information ​ ​ Public Offering Require approval / disclosure of information Existing securities Owner of the

must also take into account the protection of investors.   Regulatory Suumary The criteria for approving ESOP apply to the following business and securities: Business: Public company limited incorporated

>   Fundraising >   Equity Instrument >   Share >   Private Placement (PP) of shares: in case of a non-listed company in the stock market Regulations SHARE : Detail Content Equity Instruments   Shares Private

the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public

: Clause 1 Application and approval on establishment of limited company or public limitedcompany to undertake securities finance business and application and issuance of license to the companyso established