in the applications, filings, reports and all document submitted to the SEC. Scope of works 1. Issuance and Offering for Sale of Securities Working with issuers of securities in preparing and
in the applications, filings, reports and all document submitted to the SEC. Scope of works 1. Issuance and Offering for Sale of Securities Working with issuers of securities in preparing and
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
executives’ knowledge,competence, honesty and working experience. Clause 2 Person intending to establish a limited company or public limited company for operating securities business in the category of venture
executives’ knowledge,competence, honesty and working experience. Clause 2 Person intending to establish a limited company or public limited company for operating securities business in the category of venture
unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a matter that affects unitholders in all classes: (A) A matter that equally affects unitholders
unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a matter that affects unitholders in all classes: (A) A matter that equally affects unitholders
for All A Settlor of an Infrastructure Trust Trustee Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators
Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2. Management of private funds or provident funds Related Rules and Regulations All related
Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2. Management of private funds or provident funds Related Rules and Regulations All related