>> ผู้ออกตราสาร : > ข้อมูล ณ วันที่ : 21/1/2022 14:33:19 รายงาน ณ วันที่ : 30/6/2019 9:35:02 2021 Q4 1.Corporate Bond Corporate Bond 564,515.51 1.Domestic Offering Domestic Offering 543,892.49
>> ผู้ออกตราสาร : > ข้อมูล ณ วันที่ : 21/1/2022 14:31:42 รายงาน ณ วันที่ : 30/6/2019 9:35:02 2021 Q4 1. Corporate Bond Corporate Bond 564,465.51 1.Domestic Offering Domestic Offering 543,842.49
236,735.45 83 1.Domestic Offering Domestic Offering 216,112.43 79 1.Thai Juristic Persons Thai Juristic Persons 216,112.43 79 1.Listed Companies Listed Companies 177,805.88 61 1.SET SET 175,525.98 53 01
ออกตราสาร : > ข้อมูล ณ วันที่ : 21/1/2022 14:32:27 รายงาน ณ วันที่ : 30/6/2019 9:35:02 2021 Q4 1.Corporate Bond Corporate Bond 564,515.53 1.Domestic Offering Domestic Offering 543,892.51 1
327,780.06 171 1.Domestic Offering Domestic Offering 327,780.06 171 1.Thai Juristic Persons Thai Juristic Persons 327,780.06 171 1.Listed Companies Listed Companies 215,068.15 45 1.SET SET 215,041.15 44 01
? B6.1 Please provide the firm's organization chart for SOQM that shows all the responsibilities for SOQM functions (all areas of TSQM's elements), including risk assessment, compliance with independence
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
Activities 381 225 191 148 N/A N/A Red Activities >381g >225g >191g >148g >50g >50g Note: all thresholds are subject to review every three to five years in accordance with new data and technological
Client Acceptance: Firm's Reference /Guidance Notes Description 1 The standard documentation highlights all important matters for consideration, including: • integrity and identification checks on client
from network firms)? If yes, please describe. 2 Does the firm have specific Continuing Professional Development (CPD) policies and procedures for all staff members and consultants of the firm? 3 What are