days; (4) For other cases, not exceeding five business days from the day the investment units are repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders
days; (4) For other cases, not exceeding five business days from the day the investment units are repurchased. 8.3 The mutual fund management company shall accept all purchase or the redemption orders
to ensure the compliance with the ISAs, and c) inspecting the audit firm's quality control system to ensure compliance with the ISQM 1. 2.8.2 Checking whether applicant's
, b) inspecting audit works performed by the applicant to ensure the compliance with the ISAs, and c) inspecting the audit firm's quality control system to ensure compliance with the
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
will be capable of regular monitoring the quality of audit work performed by such auditor, which resembles the international supervisory framework. The audit quality control regulatory shall be performed
audit quality control system of the audit firm. As such, the auditing must be carried out under the good quality control system both at firm level and engagement level. In response to the aforesaid, the
against the interests of the REITs, nor actions which will cause the trustee to lose independence except for the following: being transactions with measures or control mechanisms of check and balance
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
the company in order for the shareholders to have complete information in making a decision and have control over the executives in risk management, financial management and business strategy. The