Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other
Bangkok, January 27, 2015 ? The SEC eases investment rules to allow mutual funds for retail investors (retail fund) and private funds to invest in the GMS instruments. Vorapol Socatiyanurak, SEC
process of setting up an extraordinary shareholders meeting No.1/2018 and the criteria for nomination of candidates for directorship.The SEC therefore ordered that all three remaining directors whose
investment in all kinds of capital market products. In this regard, advices on basic asset allocation for investors are also provided.Duangmon Chuengsatiansup, SEC Assistant Secretary-General, said the SEC
?Bangkok, August 4, 2014 ? The SEC will allow commercial banks to offer for sale to retail investors, Basel III tier 2 instruments with condition of conversion to equity and specified floor
) to retail investors in Thailand, expected to become effective by Q2/2014.The ASEAN CIS allowed to be offered to retail investors in Thailand must be approved by capital market regulators and have been
Pursuant to the amended regulatory sandbox regulations, which will take effect on 16 August 2020, more types of businesses are eligible to participate in a regulatory sandbox, covering all
sustainable efficiency in all aspects of market development.The plan involves several key implementations, including support for entry of wealth advisory service providers, optimum utilization of technologies
principles in Section 77 of the Constitution.“On the occasion of the 28th anniversary, SEC has implemented the Regulatory Guillotine scheme that aims to revise regulations in all aspects for the Thai capital
stability. Considering that lack of skill and awareness in financial management has been found in individuals at all levels, collaboration to elevate financial knowledge is needed from all sectors to