, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018) Related Forms Application Form for Approval (Form 19-1) Form for Certification of
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
digital token portal service provider A form for a report on the results of offering of digital tokens Equity Instrument Debt Instrument Real Estate Investment Trust Infrastructure Trust
whether such service provider is borrower's or lender's counter party of agent. Undertaking securities borrowing and lending business under the first paragraph shall, however, not include the followings
. Save and Close × Home > Laws/Regulations > Regulations > Business Operators > Wealth Advice for All Regulations SHARE : Detail Content Business Operator Wealth
. Save and Close × Home > Laws/Regulations > Regulations > Business Operators > Wealth Advice for All Regulations SHARE : Detail Content Business Operator Wealth
professional services, a significant shareholder, controlling person, or partner of such provider with a service fee of more than two million baht per year during the period of two preceding year. * In case of
utility functions include the functions such as support services for investment units dealings and fund management in a fund service platform which is carried out by Thailand Securities Depository Co., Ltd
. Securities Trading Center is another type of secondary market. Any company wishing to establish and provide service as a securities trading center must apply for a license from the SEC Board. The application
. Securities Trading Center is another type of secondary market. Any company wishing to establish and provide service as a securities trading center must apply for a license from the SEC Board. The application