. Independent Director of Thai Bond Market Association Founder member of the Board of Directors of CP ALL Plc. (Former name CP Seven-Eleven Plc.) Founder member of the Board of Directors of Home Product Plc
account, pay-in slip, transfer-deposit-withdrawal slips, statement report, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC
. ● Documents relating to settlement / cash deposit to or withdrawal from a trading account, for instance: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities
all stakeholders to benefits from the capital market with confidence. The major groups of stakeholders and their expectations from the SEC are defined as follows: Stakeholders in the Capital Market
income, subsidies from the Stock Exchange of Thailand, investment revenue and others. All criminal fines from offence cases under the law enforcement are to submit to the Ministry of Finance as revenue to
/Pages/AboutUs/SECDoc.aspx English (United States) SECComplaint case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
formulation of this strategic plan involved consideration of all important dimensions as follows:- Challenges and key trends impacting capital markets (Megatrends) Key priorities from strategic plans of capital
embrace changes and develops a sustainable capital market and economy for the benefit of all stakeholders " Our mission is : “To assure conducive environment for a fair, efficient, dynamic and inclusive
Plan 2021 – 2025 is the current plan guiding the ACMF over a 5-year period. The ACMF received technical assistance from the Asian Development Bank (ADB) and engaged all ASEAN stakeholders in order to