securities Public company limited Private Placement General approval / no duty to disclose information Public Offering Require approval / disclosure of information Existing securities Owner of the
must also take into account the protection of investors. Regulatory Suumary The criteria for approving ESOP apply to the following business and securities: Business: Public company limited incorporated
> Equity Instrument > Share Regulations SHARE : Detail Content Equity Instruments Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
> Fundraising > Equity Instrument > Share > Private Placement (PP) of shares: in case of a non-listed company in the stock market Regulations SHARE : Detail Content Equity Instruments Shares Private
. Acquisition and disposition of assets An IFA's opinions on the following issues are compulsory: Reasonableness and benefits of the transactions to the company; Fairness of pricing and conditions of the
> Fundraising > Equity Instrument > Share > Related Manuals and Guidelines Regulations SHARE : Detail Content Equity Instruments Shares Related Handbooks/Guidelines Handbook for the Preparation of
> Regulations > Fundraising > Equity Instrument > Share > Fund Raising for Foreign Company Regulations SHARE : Detail Content Shares Fundraising for Foreign Company Related Rules and
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
with other criteria pursuant to Section 56 of the Securities and Exchange Act (including the case where a company limited is transformed into a public company limited). Audit reports do not have the