Activities 381 225 191 148 N/A N/A Red Activities >381g >225g >191g >148g >50g >50g Note: all thresholds are subject to review every three to five years in accordance with new data and technological
) 2.Government agencies bond Government agencies bond 30,800.00 1.Domestic Offering Domestic Offering 30,800.00 2.Thai Government agencies Thai Government agencies 30,800.00 Commercial Papers Long-term
organizational structure and indicate whether there are INEs at the global, regional or local level. B6 Whether the firm has designated a Quality Management (QM) partner who takes responsibility for the firm’s
Institutions / High Net Worth Investors Private Placements 2.Long-term Debt Securities Long-term 20,623.02 Public Offerings Institutions / High Net Worth Investors 20,623.02 Private Placements 2. Government
Companies 18,559.42 3 2.Government agencies bond Government agencies bond 30,800.00 5 1.Domestic Offering Domestic Offering 30,800.00 5 1.Thai Government agencies Thai Government agencies 30,800.00 5 1.Listed
.Government agencies bond Government agencies bond 30,800.00 1.Domestic Offering Domestic Offering 30,800.00 1.Thai Government agencies Thai Government agencies 30,800.00 1.Short-term Debt Securities Short-term
-Listed Companies Non-Listed Companies 2.Government agencies bond Government agencies bond 1.Domestic Offering Domestic Offering 1.Thai Government agencies Thai Government agencies 1.Listed Companies Listed
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
Client Acceptance: Firm's Reference /Guidance Notes Description 1 The standard documentation highlights all important matters for consideration, including: • integrity and identification checks on client
from network firms)? If yes, please describe. 2 Does the firm have specific Continuing Professional Development (CPD) policies and procedures for all staff members and consultants of the firm? 3 What are