align with http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 22/11/2022 > - a civil monetary penalty of 8,000,000.00 Baht - a suspension of digital assets and derivatives
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took
Company Limited (“VI”)), a securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business
Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
shareholders of business within the period specified in the notification. However, a copy of such opinion were later delivered to all shareholders of http://market.sec.or.th/public/idisc/en/Enforce Settlement