SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to
&FUNDCOMPRUNCODE=M... Microsoft Word - Q&A SCBFINTECH_fofs.doc Microsoft Word - Q&A SCBFINTECH_fofs.doc 1 กองทุนเปิดไทยพาณิชย์ Fintech Innovation: SCBFINTECH หนังสือชี้ชวนส่วนข้อมูลกองทุนรวม กองทุนเปิดไทยพาณิชย์
&FUNDCOMPRUNCODE=M... Microsoft Word - Q&A SCBFINTECH_fofs.doc Microsoft Word - Q&A SCBFINTECH_fofs.doc 1 กองทุนเปิดไทยพาณิชย์ Fintech Innovation: SCBFINTECH หนังสือชี้ชวนส่วนข้อมูลกองทุนรวม กองทุนเปิดไทยพาณิชย์
?FILESEQUENCE=0&FUNDNAME=SCBAUTO&FUNDCOMPRUNCODE=M... Microsoft Word - Q&A SCBFINTECH_fofs.doc Microsoft Word - Q&A SCBFINTECH_fofs.doc 1 กองทุนเปิดไทยพาณิชย์ Fintech Innovation: SCBFINTECH หนังสือชี้ชวนส่วน
promoting a conducive environment for transparent, efficient and fair markets. To achieve its objectives, the SEC oversees the quality of business operators, including their products and services, promotes a
=30&rows=10 31 - 40 of 15,636 results Sort by: Relevance Date (Newest) Date (Oldest) SEC advises the public to be cautious about using services of unlicensed digital asset business operators SEC