Diamond and Silverline Group Co., Ltd. Diamond and Silverline Group Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives
Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the
Mr. Mr. Ngeonwasawat Limthaweesakul contacted, solicited, and disseminated investment information via Line application by using various aliases such as “007 รหัสพิทักษ์โลก” via the Line group “007-1
Mr. Morakot Chaithongkum Mr. Morakot Chaithongkum operated securities businesses of investment advisory and private fund management by giving advice in the normal course of business to the public
Mr. Jaray Chanchaisilp Mr. Jaray Chanchaisilp, director of Silver Line Trading Intertrade Co., Ltd. and Diamond and Silverline Group Co., Ltd., operated derivatives business without license or
Mr. Rittirong Boonmechote Between November 6, 2017 and March 24, 2020, Mr. Rittirong Boonmechote’s wife, changed her holding of Thai Union Group Public Company Limited (TU) securities via her nominee
MR.CHALERMKIAT DEESAOWAPAK MR.CHALERMKIAT DEESAOWAPAK operated securities businesses of investment advisory by giving advice in the normal course of business to the public concerning the value of
at Bitec Bangna. Mr. Puttipong was also an administrator in Telegram group chat. Moreover, Mr. Puttipong as a partner of CoinEx Thailand sent an e-mail to the officer of Securities and Exchanges