SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
business judgment of individual market participants, board members and company officials. What works in one company or for one group of investors may not necessarily be generally applicable to all of
(Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to
Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to
Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to