at least three persons and at least one person must have adequate knowledge to review the reliability of financial statements. The scope of power and duties is clearly specified. Directors
Thailand throughout the term of the bonds. 6. There is no ground to suspect that the lead regulator of the capital market of the country wherein the issuer is established is unable to provide an assistance
the bonds is legally made under the foreign laws and regulations. 4.2 Representative is appointed in Thailand throughout the term of the bonds. 4.3 There is no ground to suspect that the lead regulator
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
given to the alleged offender per se. If the gathered evidence presents a sufficient ground for enforcement, the SEC is empowered to take any of the following actions, as the case maybe: (1
of newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of information to the public and such information was incomplete, contrary to facts, insufficient for
, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of information to the public and
, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on a suspicious ground related
, only for a cause arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on a suspicious ground related
a suspicious ground related to disclosure of information to the public and such information was incomplete, contrary to facts, insufficient for making an investment decision, or misled investors in a