draft prospectus, if the SEC Office views that there is a necessary and reasonable ground for investors to have sufficient material information for making investment decisions, the SEC Office shall have
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
) having a reasonable ground to believe that there is or was [i] a lack of loyalty or practice on code of conduct affecting the reliability of personnel in the capital market business in a significant manner
investors and there is a reasonable ground not to disclose details of such information in the registration statement, or any other measure has already been implemented sufficiently in lieu of such disclosure
audit committee member, provided that at least one member of the audit committee shall have adequate knowledge and experiences to review the reliability of financial statements. (4) In the case where the
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
Part 3: (1) there is a ground to consider that such rules or conditions to be waived are immaterial to the consideration of such approval, and costs outweigh benefits derived from compliance with the
accountants. In considering the sufficiency and reliability of the audit quality control system under (1) of the first paragraph, the SEC Office shall present any facts and opinions obtained from the inspection
) untrustworthy characteristics on the ground of demeanors in the nature of offense pursuant to the Securities and Exchange Act B.E. 2535 (1992) prior to the Amendment by the Securities and Exchange Act (No. 5) B.E
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification