Market As stakeholders in the capital markets are diverse, the SEC strives to create conducive environment for all stakeholders to benefits from the capital market with confidence. The major groups of
with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund mobilizing and investments. The benefits of capital market are maximized through the
Minority Investors has risen from the 15 th to 3 rd this year with the ease of doing business overall score of 80.10%. Compared with other East Asia & Pacific economies, Thailand and Singapore are at the 2
Minority Investors has risen from the 15 th to 3 rd this year with the ease of doing business overall score of 80.10%. Compared with other East Asia & Pacific economies, Thailand and Singapore are at the 2
Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with appropriate level of risks. To achieve such a goal, the SEC believes that
, solicitation documents/contracts, and a certified copy of personal checks and other evidence relevant to and useful for the SEC inspection; 5. Complaints with other agencies, i.e., please specify whether or not
continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure successful implementation of policies and strategic plans and compliance with international standards
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
out the duties with integrity, transparency and corruption-free, all board members, executives, and staff are obligated to comply with the policy of corruption-free organization. The SEC values Our
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of