Mr. Khophong Rojchaichaninthorn Mr. Khophong Rojchaichaninthorn, Assistant Managing Director of Institutional Trading division of Bualuang Securities Company Limited (?Bualuang Securities
Bualuang Securities Public Company Limited Bualuang Securities Public Company Limited ("BLS") had duties to prepare and submit the key financial ratio report for the year 2020 through the
Mr. Pichet Sithi-Amnuai Mr. Pichet Sithi-Amnuai, Managing Director who is responsible for the Bualuang Securities Public Company Limited ("BLS") shall be liable for BLS's failure to
. Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order
company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal
the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the SET
total of 1.3 million share of the common stock of Modern, while in possession of inside information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial
Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
AEC Securities Public Company Limited Between December 25, 2018 and May 22, 2020, AEC Securities Public Company Limited , as a securities and derivatives broker, failed to submitting an accurate and
Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and