UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED| | Offering Date : 22/11/2019 - 29/11/2019

e-service Online Submission See canceled document Derivatives Dealer >> Registration   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivative Act B.E. 2546   16 03

Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities

Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities

e-service Online Submission See canceled document Derivatives Dealer >> Registered Companies   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act B.E

​ ​ ​ Summary of the Emergency Decree on Digital Asset Businesses B.E. 2561 ​ Initial Coin Offering Digital Asset Operator Exchange, Broker, Dealer ICO Portal ​List of licensed / approval digital asset business

Dealer (Codefied)   15/07/2010 01/08/2010 Notification of the Securities and Exchange Commission  KorThor 11/2553 Registration of Derivatives Business Operator in the Category of Derivatives Broker and

. Notification of Capital Market Supervisory Board  TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied)   01/06/2010

e-service Online Submission Derivatives Dealer >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02/2017

01/03/2017 2. Notification of the Securities and Exchange Commission  KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer