enables the investors to understand the differences among various types of investment. Clause 14. The advertisement related to ranking or awards received by the securities company or the fund shall comply
advertisement. Clause 10. The advertisement related to ranking or awards received by the securities company or the fund shall comply with the following conditions: (1) The advertisement related to ranking or
select three arbitrators ranking in preference order and notify the Office, in writing, within fifteen days from the date of filing the statement of claim or the date on which the mediation of dispute is
cover at least the following matters: (a) procedure and method for trading of the securities trading center and the ranking and matching of trading orders; (b) types of securities eligible for trading in
trading of the service offering system and in case of providing services of the system for matching trading orders, the information on the ranking and matching of trading orders shall be disclosed as well
exchange or deposit taker (issuer rating) as the case may be. In this regard, the ranking shall be in accordance with rules specified in Paragraph 1. If the issuer of certificate of deposit, maker of
of deposit, maker of promissory note, drawer of bill of exchange or deposit taker (issuer rating) as the case may be. In this regard, the ranking shall be in accordance with rules specified in the
of such information shall include the following details: 7.4.1 Names and positions of the highest ranking executive and the next four executives. In case of a holding company operating business of