operations, it cannot be concluded that a violation of the SEA?s Section 241 is committed.  The SEC has to conduct a more in-depth investigation into the case to consider whether the acts constitute the

recommendation for investigation and the second covers the article published in the BizWeek (a weekly newspaper) dated August 27-September 2, 2004. Moreover, the SET had already finished investigating into this

The Securities Analyst Consultative Committee concluded that the securities analyst who gave inaccurate information of SCIB-C1 had no intention to manipulate SCIB-C1 price, thus advised the SEC to

juristic persons. The legal actions resulted from the investigation partially completed while other additional issues were under the SEC?s probe. As the SEC investigation on such additional issues related to

auditors.Earlier, auditors gave qualified opinions on the said companies? financial statements after concluded that those financial statements did not comply with the generally accepted accounting principles. The

Bangkok, July 19, 2006 ? Having completed its investigations into the accounts receivable recording of Circuit Electronics Industries Plc. ("CIRKIT"), the SEC concluded that the conducts of the

has already submitted its IPO application to SEC by September 5, 2004 as a listed company (shelf listing) even it has not yet obtained approval from SEC or completed its shares distribution process

year (2012). Currently, the examinations of 22 audit firms have been completed where the outcome indicating that most of the firms attentively dedicated their resource to develop and improve their

Asset Acquisition Transactions Transaction date 10 January 2020 The date in which the Seller has performed all Conditions Precedent and has completed the transfer of assets with reference to the Asset

Thaksin Shinawatra and that Ms. Pintongta also acquired ARI shares later on. The SEC Board concluded from the evidence that violations of information disclosure rules may have been committed in the