.4 The consequences of opting out of being members are that the person who has opted out from being a member of the class cannot request to opt back in to be a member of the class, cannot join their
Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas the securities company may
the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas
, science-based or benchmarked against an industry standard (e.g. consider SMART philosophy specific, measurable, attainable, relevant and time-bound). 1 Reference to or inspiration from regulatory standards
Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By virtue of Clause 27/1 of the
the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider
focus more on doing projects with the public sector has caused the company’s back logs to decrease by 47.57 million baht between the year ending December 31st, 2017 and December 31st, 2018. The reduction
จ้างภาครัฐ” บัญชีนวัตกรรมไทย อํานวยความสะดวกในการจับคู่ทางธุรกิจ ทั้ง in-bound & out-bound ช่วยเชื่อมโยงกับภาคเอกชนไทย อํานวยความสะดวกในกิจกรรมการ ถ่ายทอดเทคโนโลยี การร่วมทุน Business Matching
company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and balance among personnel of such units. By at least not
make decision in securities dealing for the securities company. Clause 7. A securities company shall separate front office units and personnel from its back office, and must provide a system of check and